Filing Details
- Accession Number:
- 0001209191-16-147229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 11:32:40
- Reporting Period:
- 2016-10-27
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 11:32:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763901 | Popular Inc | BPOP | State Commercial Banks (6022) | 660667416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187725 | L Richard Carrion | Po Box 362708 San Juan PR 00936-2708 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 Per Share | Disposition | 2016-10-27 | 406 | $38.96 | 360,127 | No | 4 | F | Direct | |
| Common Stock Par Value $0.01 Per Share | Disposition | 2016-10-27 | 16,858 | $37.44 | 343,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Par Value $0.01 Per Share | 23 | Indirect | by son |
| Common Stock Par Value $0.01 Per Share | 3,408 | Indirect | by Spouse |
| Common Stock Par Value $0.01 Per Share | 81,955 | Indirect | Junior Investment |
Footnotes
- Based on the closing price of the common stock on September 25, 2016, the vesting date.
- Includes 1,024.901 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.
- This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.25 to $37.69, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Shares held by the estate of Mr. Carrion's deceased spouse.
- Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately a 16.99% interest.
Billionaire Hedge Funds
