Filing Details
- Accession Number:
- 0001127602-16-065445
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 08:24:38
- Reporting Period:
- 2016-10-21
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 08:24:38
- Original Submission Date:
- 2016-10-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820313 | Amphenol Corp | APH | Electronic Connectors (3678) | 222785165 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276461 | Adam Richard Norwitt | C/O Amphenol Corporation 358 Hall Avenue Wallingford CT 06492 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-10-21 | 304,000 | $16.01 | 304,992 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-10-21 | 245,000 | $66.07 | 59,992 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-10-24 | 84,000 | $16.01 | 143,992 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-10-24 | 50,000 | $66.27 | 93,992 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option | Disposition | 2016-10-21 | 304,000 | $0.00 | 304,000 | $16.01 |
| Class A Common Stock | Stock Option | Disposition | 2016-10-24 | 84,000 | $0.00 | 84,000 | $16.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,000 | 2010-05-21 | 2019-05-20 | No | 4 | M | Direct |
| 0 | 2010-05-21 | 2019-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock-Trust | 124,741 | Indirect | Norwitt Family Trust 9-20-2012, Richard Adam Norwitt and Glori Joan Norwitt, original Trustees |
| Richard A. Norwitt Grantor Retained Annuity Trust-A | 51,465 | Indirect | by Grantor Retained Annuity Trust-A |
| Richard A. Norwitt Grantor Retained Annuity Trust-B | 51,465 | Indirect | by Grantor Retained Annuity Trust-B |
Footnotes
- The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $65.94 to $66.25.
- This transaction was executed in multiple trades ranging from $66.20 to $66.37.
- Amended Form 4 to include indirect holdings that were previously omitted.
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