Filing Details
- Accession Number:
- 0001406666-16-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-27 20:05:49
- Reporting Period:
- 2016-10-25
- Filing Date:
- 2016-10-27
- Accepted Time:
- 2016-10-27 20:05:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1483757 | Carl Russo | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-25 | 1,500 | $6.69 | 3,312,272 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-10-26 | 1,500 | $6.64 | 3,313,772 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,239,188 | Indirect | See Footnote |
Common Stock | 284,653 | Indirect | See Footnote |
Common Stock | 275,633 | Indirect | See Footnote |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Shares purchased between $6.65 and $6.78 per share at a weighted average price of $6.69. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Shares purchased between $6.60 and $6.73 per share at a weighted average price of $6.64. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Shares held by The Crescentico Trust, Carl Russo, Trustee.
- Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interst therein.