Filing Details
- Accession Number:
- 0001127602-16-065401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-27 18:20:48
- Reporting Period:
- 2016-10-26
- Filing Date:
- 2016-10-27
- Accepted Time:
- 2016-10-27 18:20:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417782 | Brant C. Ahrens | C/O Privatebancorp, Inc. 120 S. Lasalle Street Chicago IL 60603 | President, Personal Client Ser | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-26 | 39,062 | $26.10 | 98,373 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-26 | 29,425 | $45.45 | 68,948 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-10-26 | 39,062 | $0.00 | 39,062 | $26.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-11-01 | No | 4 | M | Direct |
Footnotes
- These shares were sold in connection with the stock option exercise reported on this form in order to pay the exercise price and related tax obligations upon exercise.
- Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $45.35 to $45.54. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Options were granted on November 1, 2007. 50% vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and fully vested after five years (i.e., as of November 1, 2012).