Filing Details
- Accession Number:
- 0000878526-16-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-26 20:45:05
- Reporting Period:
- 2016-10-24
- Filing Date:
- 2016-10-26
- Accepted Time:
- 2016-10-26 20:45:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451629 | Jonathan Kennedy | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Sr. Vp, Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-10-24 | 4,900 | $22.50 | 91,351 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2016-10-24 | 14,138 | $41.61 | 77,213 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-10-25 | 9,905 | $13.24 | 87,118 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2016-10-25 | 16,138 | $41.22 | 70,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2016-10-24 | 4,900 | $0.00 | 4,900 | $22.50 |
| Common Stock | Non-qualified Stock Option | Disposition | 2016-10-25 | 9,905 | $0.00 | 9,905 | $13.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,100 | 2014-02-01 | 2020-01-01 | No | 4 | M | Direct |
| 17,595 | 2013-10-09 | 2019-04-09 | No | 4 | M | Direct |
Footnotes
- 1.This transaction was executed in multiple trades a prices ranging from $41.47533 to $41.85357. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 1. This transaction was executed in multiple trades a prices ranging from $40.20428 to $41.85357. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in 48 equal monthly installments beginning on the date of grant.
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