Filing Details
- Accession Number:
- 0000932440-16-000504
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-26 17:59:16
- Reporting Period:
- 2016-10-25
- Filing Date:
- 2016-10-26
- Accepted Time:
- 2016-10-26 17:59:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173204 | Cinedigm Corp. | CIDM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
942801 | L Ronald Chez | C/O Cinedigm Corp. 902 Broadway, 9Th Floor New York NY 10010 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-10-25 | 4,900 | $0.00 | 1,124,535 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 33,374 | Indirect | By trust |
Class A Common Stock | 155,000 | Indirect | By entity |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrants (right to buy) | $18.50 | 2013-10-21 | 2018-10-21 | 97,500 | 97,500 | Direct |
Class A Common Stock | Warrants (right to buy) | $0.00 | 2016-07-14 | 2023-07-13 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-21 | 97,500 | 97,500 | Direct |
2023-07-13 | 200,000 | 200,000 | Direct |
Footnotes
- Owned by the Chez Family Foundation, of which the reporting person is Trustee.
- Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.
- Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.
- The reporting person sold $50,000 principal amount of notes and the shares reported herein for an aggregate price of $50,000.
- This number reflects a corrected balance reflecting an increase of 98,000 shares, due to adminstrative error.