Filing Details
- Accession Number:
- 0001209191-16-147013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-26 17:01:34
- Reporting Period:
- 2016-10-24
- Filing Date:
- 2016-10-26
- Accepted Time:
- 2016-10-26 17:01:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1390777 | Bank Of New York Mellon Corp | BK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209482 | L Gerald Hassell | The Bank Of New York Mellon Corporation 225 Liberty Street New York NY 10286 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-24 | 11,325 | $0.00 | 1,003,176 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2016-10-24 | 191,042 | $40.40 | 1,194,218 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-24 | 191,042 | $43.22 | 1,003,176 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 03/13/2007 Stock Options | Disposition | 2016-10-24 | 191,042 | $0.00 | 191,042 | $40.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-03-13 | 2017-03-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 56,604 | Indirect | By Wife |
Common Stock | 42,140 | Indirect | By Family Trust |
Common Stock | 42,140 | Indirect | By Family Trust #2 |
Footnotes
- Represents the weighted average price of shares sold with actual prices ranging from $43.17 to $43.42. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- I disclaim beneficial ownership of these shares.
- Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments of one-third each beginning on the date indicated.
- Not Applicable