Filing Details
- Accession Number:
- 0001212545-16-000461
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-10-25 16:59:46
- Reporting Period:
- 2016-05-25
- Filing Date:
- 2016-10-25
- Accepted Time:
- 2016-10-25 16:59:46
- Original Submission Date:
- 2016-05-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331727 | Ralph Duane Froeschle | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-25 | 10,907 | $37.00 | 28,946 | No | 4 | S | Indirect | Duanne Froeschle Revocable Trust u/a dtd 6/29/2016 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Duanne Froeschle Revocable Trust u/a dtd 6/29/2016 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,050 | Direct | |
Common Stock | 64,228 | Indirect | Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 |
Footnotes
- The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing properly states the holding from which the disposed of shares were sold.
- The Reporting Person's original Form 4 filing misstated the Reporting Person's holdings as being entirely direct. This filing properly states the distribution of shares between direct and indirect holdings.