Filing Details
- Accession Number:
- 0001354488-16-008420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-25 16:32:27
- Reporting Period:
- 2016-10-21
- Filing Date:
- 2016-10-25
- Accepted Time:
- 2016-10-25 16:32:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410098 | Cormedix Inc. | CRMD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368953 | Antony Pfaffle | C/O Cormedix Inc. 1430 Us Highway 206, Suite 200 Bedminster NJ 07921 | Chief Scientific Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-10-21 | 20,000 | $0.68 | 20,000 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2016-10-21 | 20,000 | $2.23 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | Disposition | 2016-10-21 | 20,000 | $0.00 | 20,000 | $0.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,000 | 2022-12-05 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $3.13 | 2020-03-30 | 20,000 | 20,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $2.10 | 2021-01-14 | 30,000 | 30,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $0.90 | 2023-03-22 | 210,000 | 210,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $2.02 | 2024-01-09 | 30,000 | 30,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $2.02 | 2024-01-09 | 100,000 | 100,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $2.27 | 2024-04-01 | 100,000 | 100,000 | Direct | |
Common Stock, $0.001 Par Value Per Share | Stock Option (right to buy) | $5.00 | 2025-02-24 | 75,000 | 75,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-03-30 | 20,000 | 20,000 | Direct |
2021-01-14 | 30,000 | 30,000 | Direct |
2023-03-22 | 210,000 | 210,000 | Direct |
2024-01-09 | 30,000 | 30,000 | Direct |
2024-01-09 | 100,000 | 100,000 | Direct |
2024-04-01 | 100,000 | 100,000 | Direct |
2025-02-24 | 75,000 | 75,000 | Direct |
Footnotes
- This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on September 19, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.226 to $2.228, inclusive.
- These options vested as follows: (a) fifty percent (50%) on the date of the issuance of the CE mark certification, which occurred on July 5th, 2013, and (b) fifty percent (50%) on December 31, 2013.
- These options vested as follows: 1/3 on March 30, 2010; an additional 1/3 on March 30, 2011; and the remaining 1/3 on March 30, 2012.
- These options vested on January 14, 2012.
- These options vest based on performance milestones running through December 31, 2014.
- The options vest in full on the first anniversary of the date of grant.
- The options vested 100% on January 10, 2014.
- The options vested 100% on April 2, 2014.
- These options were granted on February 24, 2015, and vested immediately.