Filing Details
- Accession Number:
- 0000899243-16-032257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-25 13:22:10
- Reporting Period:
- 2016-10-25
- Filing Date:
- 2016-10-25
- Accepted Time:
- 2016-10-25 13:22:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1388658 | Irhythm Technologies Inc. | IRTC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | O. Philippe Chambon | C/O New Leaf Venture Partners, 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1247851 | Ronald Hunt | C/O New Leaf Venture Partners, 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1441439 | New Leaf Ventures Ii, L.p. | C/O New Leaf Venture Partners 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1441563 | Jeani Delagardelle | C/O New Leaf Venture Partners, 1200 Park Place, Suite 300 San Mateo CA 94403 | No | No | Yes | No | |
1441857 | New Leaf Venture Management Ii, L.l.c. | C/O New Leaf Venture Partners, 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1441858 | New Leaf Venture Associates Ii, L.p. | C/O New Leaf Venture Partners, 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1547100 | Liam Ratcliffe | C/O New Leaf Venture Partners, 7 Times Square, Suite 3502 New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-25 | 1,716,589 | $0.00 | 1,716,589 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-10-25 | 25,000 | $17.00 | 1,741,589 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-10-25 | 610,136 | $0.00 | 1,370,887 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-10-25 | 190,154 | $0.00 | 190,154 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-10-25 | 155,548 | $0.00 | 155,548 | $0.00 |
Common Stock | Series D Preferred Stock Warrant (Right to Buy) | Disposition | 2016-10-25 | 72,389 | $0.00 | 72,389 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2012-11-01 | 2019-11-01 | No | 4 | C | Direct |
Footnotes
- The Series C Convertible Preferred Stock converted into Common Stock on a 2.24685484-for-1 basis and had no expiration date.
- The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.
- The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.
- Reflects 5.882698 for 1 reverse stock split which became effective on October 5, 2016.
- Represents shares directly beneficially owned by New Leaf Ventures II, L.P. ("NLV II"). New Leaf Venture Associates II, L.P. ("NLV Associates II") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management II") is the general partner of NLV Associates II. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi and Liam Ratcliffe are the individual managers of NLV Management II (the "Individual Managers"). NLV Associates II and NLV Management II disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Vijay Lathi is a director of the Issuer and, accordingly, files separate Section 16 reports. As one of five individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his or her economic interest.