Filing Details
- Accession Number:
- 0001212545-16-000459
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-10-24 16:49:57
- Reporting Period:
- 2016-05-18
- Filing Date:
- 2016-10-24
- Accepted Time:
- 2016-10-24 16:49:57
- Original Submission Date:
- 2016-05-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331727 | Ralph Duane Froeschle | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-18 | 10,147 | $35.25 | 39,853 | No | 4 | S | Indirect | Duane Froeschle Revocable Trust u/a dtd 06/29/2006 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Duane Froeschle Revocable Trust u/a dtd 06/29/2006 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,050 | Direct | |
Common Stock | 64,228 | Indirect | Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 |
Common Stock | 5,184 | Indirect | 401K Plan |
Footnotes
- On April 15, 2016, the Reporting Person transferred 50,000 shares to the Duane Froeschle Revocable Trust u/a/ dtd 06/29/2006.
- The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing reflects the changes in form of ownership for the Reporting Person's holdings as of April 15, 2016, and properly states the holding from which the disposed of shares were sold.
- On April 15, 2016, the Reporting Person transferred 64,228 shares to the Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006.
- Reflects shares held in the 401K Plan to include employer match as of 5/12/16.