Filing Details
- Accession Number:
- 0001209191-16-146734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-24 16:33:09
- Reporting Period:
- 2016-10-20
- Filing Date:
- 2016-10-24
- Accepted Time:
- 2016-10-24 16:33:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411488 | Blackhawk Network Holdings Inc | HAWK | Finance Services (6199) | 432099257 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593933 | C David Tate | 6220 Stoneridge Mall Rd Pleasanton CA 94588 | Svp, U.s. Retail | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-20 | 2,500 | $21.03 | 22,372 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-10-20 | 13,076 | $26.73 | 35,448 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-10-20 | 6,875 | $20.00 | 42,323 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-20 | 22,451 | $36.40 | 19,872 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-20 | 5,863 | $36.51 | 14,009 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-20 | 2,500 | $0.00 | 2,500 | $21.03 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-20 | 13,076 | $0.00 | 13,076 | $26.73 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-20 | 6,875 | $0.00 | 6,875 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-10-18 | No | 4 | M | Direct | |
13,074 | 2021-03-12 | No | 4 | M | Direct | |
6,875 | 2020-03-26 | No | 4 | M | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $36.325 to $36.50 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $36.50 to $36.5075 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares subject to the option vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest in five equal annual installments starting on March 14, 2012, subject to the Reporting Person's ontinued employment or service relationship with the Company on each such vesting date.
- The shares subject to the option vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Company on each such vesting date.
- The shares subject to the option vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Company on each such vesting date.