Filing Details
- Accession Number:
- 0001040470-16-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-21 19:03:54
- Reporting Period:
- 2016-10-20
- Filing Date:
- 2016-10-21
- Accepted Time:
- 2016-10-21 19:03:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1625605 | M. John Schneider | Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-20 | 129,100 | $2.98 | 39,446 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-21 | 26,500 | $2.97 | 12,946 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 398,500 | Indirect | See Footnote |
Common Stock | 331,800 | Indirect | See Footnote |
Common Stock | 305,176 | Indirect | See Footnote |
Common Stock | 14,860 | Indirect | See Footnote |
Common Stock | 7,925 | Indirect | See Footnote |
Common Stock | 7,225 | Indirect | See Footnote |
Common Stock | 3,775 | Indirect | See Footnote |
Common Stock | 810 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.05, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.99, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.
- Shares held by Private Wealth Adv 401K PSP for which the Reporting Person is the owner.
- Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate.
- Shares held by Carla Frank for which the Reporting Person is an advisor.
- Shares held by custodial account for the benefit of Beatrice Schneider for which the Reporting Person is the custodian.
- Shares held by custodial account for the benefit of Helena Schneider for which the Reporting Person is the custodian.
- Shares held by custodial account for the benefit of Alexandria Schneider for which the Reporting Person is the custodian.
- Shares held by custodial account for the benefit of Ava Schneider for which the Reporting Person is the custodian.