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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1044378	Biocept Inc	BIOC	Services-Medical Laboratories (8071)	330757995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591849	W. Michael Nall	C/O Biocept, Inc. 5810 Nancy Ridge Drive # 150 San Diego CA 92121	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-04-30	4,000	$0.00	34,212	No	4	G	Direct
Common Stock	Acquisiton	2015-04-30	4,000	$0.00	4,000	No	4	G	Indirect	By trust
Common Stock	Disposition	2015-09-01	4,762	$0.00	29,450	No	4	G	Direct
Common Stock	Acquisiton	2015-09-01	4,762	$0.00	8,762	No	4	G	Indirect	By trust
Common Stock	Disposition	2016-03-09	4,450	$0.00	25,000	No	4	G	Direct
Common Stock	Acquisiton	2016-03-09	4,450	$0.00	13,212	No	4	G	Indirect	By trust
Common Stock	Acquisiton	2016-10-19	36,363	$1.10	49,575	No	4	P	Indirect	By trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	By trust
No	4	G	Direct
No	4	G	Indirect	By trust
No	4	G	Direct
No	4	G	Indirect	By trust
No	4	P	Indirect	By trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2016-10-19	36,363	$0.00	36,363	$1.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,363	2016-10-19	2021-10-19	No	4	P	Direct

Footnotes

As adjusted for the 1-for-3 reverse stock split effected September 27, 2016.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 68,422 fewer shares.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 8,000 fewer shares.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 9,524 fewer shares.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 8,898 fewer shares.
Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.