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Home > Insider Trading > Filing (0001209191-16-146639)

Filing Details

Accession Number:: 0001209191-16-146639
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-21 18:17:10
Reporting Period:: 2016-10-19

Filing Date:: 2016-10-21
Accepted Time:: 2016-10-21 18:17:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1044378	Biocept Inc	BIOC	Services-Medical Laboratories (8071)	330757995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1679894	Timothy Kennedy	5810 Nancy Ridge Drive, Suite 150 San Diego CA 92121	Cfo, Sr V.p. Operations & Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-19	36,363	$1.10	61,363	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2016-10-19	36,363	$0.00	36,363	$1.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,363	2016-10-19	2021-10-19	No	4	P	Direct

Footnotes

Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 50,000 fewer shares.