Filing Details
- Accession Number:
- 0001209191-16-146638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-21 18:16:10
- Reporting Period:
- 2016-10-19
- Filing Date:
- 2016-10-21
- Accepted Time:
- 2016-10-21 18:16:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1044378 | Biocept Inc | BIOC | Services-Medical Laboratories (8071) | 330757995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209582 | A Bruce Huebner | C/O Biocept, Inc. 5810 Nancy Ridge Drive San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-19 | 20,000 | $1.10 | 24,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2016-10-19 | 20,000 | $0.00 | 20,000 | $1.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2016-10-19 | 2021-10-19 | No | 4 | P | Direct |
Footnotes
- Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.
- On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 8,000 fewer shares.
Billionaire Hedge Funds
