Filing Details
- Accession Number:
- 0001225208-16-040687
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-21 17:37:17
- Reporting Period:
- 2016-10-20
- Filing Date:
- 2016-10-21
- Accepted Time:
- 2016-10-21 17:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296479 | W Walter Bettinger | 211 Main Street San Francisco CA 94105 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-20 | 281,909 | $15.00 | 626,368 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-20 | 243,446 | $18.25 | 869,814 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-20 | 73,241 | $17.38 | 943,055 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-20 | 73,241 | $32.34 | 869,814 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-20 | 243,446 | $32.34 | 626,368 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-20 | 281,909 | $32.34 | 344,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-20 | 243,446 | $0.00 | 243,446 | $18.25 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-20 | 281,909 | $0.00 | 281,909 | $15.00 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-20 | 73,241 | $0.00 | 73,241 | $17.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-01 | 2020-03-01 | No | 4 | M | Direct |
| 0 | 2011-08-02 | 2020-08-02 | No | 4 | M | Direct |
| 0 | 2010-11-02 | 2019-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,947 | Indirect | by ESOP |
| Common Stock | 1,277 | Indirect | by ESPP |
| Common Stock | 2,277 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
