Filing Details
- Accession Number:
- 0001340127-16-000235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-21 16:20:27
- Reporting Period:
- 2016-10-18
- Filing Date:
- 2016-10-21
- Accepted Time:
- 2016-10-21 16:20:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526379 | Danielle Sheer | C/O Carbonite, Inc. 2 Avenue De Lafayette Boston MA 02111 | Vice President;General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-18 | 20,000 | $6.63 | 114,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-18 | 20,000 | $15.98 | 94,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-10-18 | 20,000 | $6.63 | 20,000 | $6.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-17 | 2022-10-17 | No | 4 | M | Direct |
Footnotes
- Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.87 to $16.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 92,656 shares of common stock subject to unvested restricted stock units.
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