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Home > Insider Trading > Filing (0001179110-16-030856)

Filing Details

Accession Number:: 0001179110-16-030856
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-21 15:21:43
Reporting Period:: 2015-10-26

Filing Date:: 2016-10-21
Accepted Time:: 2016-10-21 15:21:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
809559	Tcw Strategic Income Fund Inc	TSI	()	930939398

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1487058	Tad Rivelle	Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017	Portfolio Manager	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-20	9,000	$5.29	864,854	No	4	P	Direct
Common Stock	Acquisiton	2016-10-20	21,000	$5.30	885,854	No	4	P	Direct
Common Stock	Acquisiton	2015-10-26	0	$0.00	107,849	No	4	P	Indirect	Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common Stock	Acquisiton	2016-02-17	0	$0.00	227,063	No	4	P	Indirect	Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
No	4	P	Indirect	Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)

Footnotes

No transaction occurred in Common Stock owned indirectly by Reporting Person.