Filing Details
- Accession Number:
- 0001493152-16-014142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-19 18:00:24
- Reporting Period:
- 2016-10-17
- Filing Date:
- 2016-10-19
- Accepted Time:
- 2016-10-19 18:00:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1615930 | Richard Abraham Emard | 1010 Winding Creek Rd, Suite 100 Roseville CA 95678 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-17 | 33,216 | $3.10 | 680,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-18 | 24,000 | $3.02 | 656,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-19 | 23,463 | $3.00 | 632,642 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan
- Represents the average price of the shares sold