Filing Details
- Accession Number:
- 0001612895-16-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-18 20:48:38
- Reporting Period:
- 2016-10-14
- Filing Date:
- 2016-10-18
- Accepted Time:
- 2016-10-18 20:48:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612895 | Keith Eadie | 1250 53Rd Street Ste 2 Emeryville CA 94608 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-14 | 5,000 | $0.60 | 57,066 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-14 | 9,240 | $8.30 | 47,826 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-10-14 | 5,000 | $0.00 | 5,000 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2020-10-12 | No | 4 | M | Direct |
Footnotes
- Of the reported shares, 47,555 shares are represented by RSUs.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.18 to $8.35 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Option was granted on 10/12/2010, is fully vested and immediately exercisable.