Home > Insider Trading > Filing (0000014693-16-000243)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579721	P Lisa Steiner	850 Dixie Highway Louisville KY 40210	Svp, Chief Of Staff	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Disposition	2016-10-14	10,510	$45.30	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	15,292	Direct
Class A Common	1,491	Indirect	DRIP
Class B Common	254	Indirect	DRIP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	13,478	13,478	Direct
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	10,934	10,934	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	11,282	11,282	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	15,014	15,014	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-04-30	13,478	13,478	Direct
2024-04-30	10,934	10,934	Direct
2025-04-30	11,282	11,282	Direct
2026-04-30	15,014	15,014	Direct

Footnotes

Reflects the acquisition of additional shares in the August 2016 stock split. Total also updated to correct prior reporting error.
On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 7,646 additonal shares.
Number of shares acquired through the issuer's dividend reinvestment plan as of October 17, 2016, including additional shares issued in the August 2016 stock split.
Exercise price adjusted as a result of the August 2016 stock split.
Reflects the acquisition of 6,739 additional SSARs in the August 2016 stock split.
Reflects the acquisition of 5,467 additional SSARs in the August 2016 stock split.
Reflects the acquisition of 5,641 additional SSARs in the August 2016 stock split.
Reflects the acquisition of 7,507 additional SSARs in the August 2016 stock split.