Filing Details
- Accession Number:
- 0001144204-16-128392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-17 20:11:34
- Reporting Period:
- 2016-10-13
- Filing Date:
- 2016-10-17
- Accepted Time:
- 2016-10-17 20:11:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510194 | Brook Taube | C/O Medley Capital Corporation 280 Park Avenue, 6Th Floor East New York NY 10017 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-10-13 | 2,450 | $7.60 | 1,312,097 | No | 4 | P | Indirect | By Medley Seed Funding I LLC |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-10-17 | 2,000 | $7.59 | 1,314,097 | No | 4 | P | Indirect | By Medley Seed Funding I LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Medley Seed Funding I LLC |
No | 4 | P | Indirect | By Medley Seed Funding I LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 190,000 | Indirect | See Footnote |
Footnotes
- On 10/13/16 and 10/17/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 2,450 and 2,000 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.59 to $7.60, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.