Filing Details
- Accession Number:
- 0001209191-16-146054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-17 16:40:13
- Reporting Period:
- 2016-10-13
- Filing Date:
- 2016-10-17
- Accepted Time:
- 2016-10-17 16:40:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438423 | Everspin Technologies Inc | MRAM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192512 | Geoffrey Tate | C/O Everspin Technologies, Inc. 1347 N. Alma School Road, Suite 220 Chandler AZ 85224 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-13 | 22,383 | $0.00 | 54,743 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2016-10-13 | 12,071 | $0.00 | 66,814 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2016-10-13 | 13,406 | $6.40 | 80,220 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2016-10-13 | 9,154 | $6.40 | 89,374 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2016-10-13 | 13,986 | $8.00 | 103,360 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2016-10-13 | 22,383 | $0.00 | 22,383 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-10-13 | 12,071 | $0.00 | 12,071 | $0.00 |
Common Stock | 5% Convertible Subordinated Promissory Note | Disposition | 2016-10-13 | 0 | $0.00 | 13,406 | $6.40 |
Common Stock | 5% Convertible Subordinated Promissory Note | Disposition | 2016-10-13 | 0 | $0.00 | 9,154 | $6.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- The shares are held by the Tate Family Trust Dated 09/30/98, of which Mr. Tate is a trustee.
- The note was issued in the original principal amount of $82,884. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $2,917.97 through October 12, 2016.
- The note was issued in the original principal amount of $58,018.72. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $572.24 through October 12, 2016.