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Home > Insider Trading > Filing (0001209191-16-145990)

Filing Details

Accession Number:: 0001209191-16-145990
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-17 10:51:17
Reporting Period:: 2016-10-13

Filing Date:: 2016-10-17
Accepted Time:: 2016-10-17 10:51:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	Insurance Agents, Brokers & Service (6411)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-10-13	1,756	$5.82	3,720,222	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-13	544	$5.78	3,720,766	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-13	100	$5.79	3,720,866	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-13	100	$5.80	3,720,966	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	1,194	$5.89	3,722,160	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	513	$5.87	3,722,673	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	368	$5.83	3,723,041	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	297	$5.86	3,723,338	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	101	$5.90	3,723,439	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-14	27	$5.73	3,723,466	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.