Filing Details
- Accession Number:
- 0001209191-16-145975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-14 20:11:42
- Reporting Period:
- 2016-10-12
- Filing Date:
- 2016-10-14
- Accepted Time:
- 2016-10-14 20:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590553 | M Dean Drako | C/O Barracuda Networks, Inc. 3175 S. Winchester Blvd. Campbell CA 95008 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-26 | 5,000 | $0.00 | 2,562,111 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2016-10-12 | 15,458 | $26.40 | 1,184,491 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-12 | 15,458 | $26.40 | 1,746,653 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-12 | 15,458 | $26.40 | 2,091,075 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-13 | 667 | $26.40 | 1,183,824 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-13 | 667 | $26.40 | 1,745,986 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-13 | 666 | $26.40 | 2,090,409 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-14 | 3,508 | $26.40 | 1,180,316 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-14 | 3,508 | $26.40 | 1,742,478 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-10-14 | 3,509 | $26.40 | 2,086,900 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 240,000 | Indirect | By Trust |
Common Stock | 116,667 | Indirect | By Trust |
Common Stock | 1,600,000 | Indirect | By Trust |
Footnotes
- The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Excludes 800,000 shares previously reported as held directly by the Drako Living Trust for which the Reporting Person serves as the trustee. The shares have been re-registered and are now held by the DD Investment Management Trust B for which the Reporting Person serves as the trustee.
- The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
- Excludes 800,000 shares previously reported as held directly by the Drako Trust F for which the Reporting Person serves as the trustee. The shares have been re-registered and are now held by the DD Investment Management Trust B for which the Reporting Person serves as the trustee.
- The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
- The shares are held directly by the DD Investment Trust B for which the Reporting Person serves as a trustee.
- The shares are held directly by the DD Investment Trust A for which the Reporting Person serves as a trustee.
- Includes 800,000 shares previously reported as held directly by the Drako Living Trust, and 800,000 shares previously reported as held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- The shares are held directly by the DD Investment Management Trust B for which the Reporting Person serves as trustee.