Filing Details

Accession Number:
0001209191-16-145975
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-14 20:11:42
Reporting Period:
2016-10-12
Filing Date:
2016-10-14
Accepted Time:
2016-10-14 20:11:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590553 M Dean Drako C/O Barracuda Networks, Inc.
3175 S. Winchester Blvd.
Campbell CA 95008
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-26 5,000 $0.00 2,562,111 No 5 G Indirect By Trust
Common Stock Disposition 2016-10-12 15,458 $26.40 1,184,491 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-12 15,458 $26.40 1,746,653 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-12 15,458 $26.40 2,091,075 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-13 667 $26.40 1,183,824 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-13 667 $26.40 1,745,986 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-13 666 $26.40 2,090,409 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-14 3,508 $26.40 1,180,316 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-14 3,508 $26.40 1,742,478 No 4 S Indirect By Trust
Common Stock Disposition 2016-10-14 3,509 $26.40 2,086,900 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 240,000 Indirect By Trust
Common Stock 116,667 Indirect By Trust
Common Stock 1,600,000 Indirect By Trust
Footnotes
  1. The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Excludes 800,000 shares previously reported as held directly by the Drako Living Trust for which the Reporting Person serves as the trustee. The shares have been re-registered and are now held by the DD Investment Management Trust B for which the Reporting Person serves as the trustee.
  4. The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
  5. Excludes 800,000 shares previously reported as held directly by the Drako Trust F for which the Reporting Person serves as the trustee. The shares have been re-registered and are now held by the DD Investment Management Trust B for which the Reporting Person serves as the trustee.
  6. The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
  7. The shares are held directly by the DD Investment Trust B for which the Reporting Person serves as a trustee.
  8. The shares are held directly by the DD Investment Trust A for which the Reporting Person serves as a trustee.
  9. Includes 800,000 shares previously reported as held directly by the Drako Living Trust, and 800,000 shares previously reported as held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
  10. The shares are held directly by the DD Investment Management Trust B for which the Reporting Person serves as trustee.