Filing Details

Accession Number:
0001209191-16-145970
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-14 19:01:52
Reporting Period:
2016-10-12
Filing Date:
2016-10-14
Accepted Time:
2016-10-14 19:01:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651235 Acacia Communications Inc. ACIA Semiconductors & Related Devices (3674) 270291921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1657391 F John Gavin C/O Acacia Communications, Inc.
Three Mill And Main Place, Suite 400
Maynard MA 01754
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-12 30,000 $0.41 145,564 No 4 M Direct
Common Stock Disposition 2016-10-12 11,721 $88.46 133,843 No 4 F Direct
Common Stock Disposition 2016-10-13 25,501 $96.50 108,342 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-10-12 30,000 $0.00 30,000 $0.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
166,500 2022-03-14 No 4 M Direct
Footnotes
  1. Consists of 30,000 shares of common stock acquired upon the exercise of outstanding stock options. Mr. Gavin is holding the 30,000 shares with his spouse as joint tenants with the right of survivorship.
  2. Consists of 46,000 shares of common stock and 99,564 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
  3. Represents shares of common stock that have been withheld by the Company to satisfy its income tax withholding obligations in connection with the vesting of RSUs that were previously reported by the Reporting Person and does not represent a sale by the Reporting Person.
  4. Consists of 61,670 shares of common stock and 72,173 RSUs.
  5. The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of the Company in which the Reporting Person was a selling stockholder.
  6. Consists of 36,169 shares of common stock and 72,173 RSUs.
  7. This option, representing a right to purchase a total of 220,000 shares, vested as to 20% of the shares on February 27, 2013, and vests in equal monthly installments thereafter until February 27, 2017.