Filing Details
- Accession Number:
- 0001209191-16-145970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-14 19:01:52
- Reporting Period:
- 2016-10-12
- Filing Date:
- 2016-10-14
- Accepted Time:
- 2016-10-14 19:01:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651235 | Acacia Communications Inc. | ACIA | Semiconductors & Related Devices (3674) | 270291921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1657391 | F John Gavin | C/O Acacia Communications, Inc. Three Mill And Main Place, Suite 400 Maynard MA 01754 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-12 | 30,000 | $0.41 | 145,564 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-12 | 11,721 | $88.46 | 133,843 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-10-13 | 25,501 | $96.50 | 108,342 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-10-12 | 30,000 | $0.00 | 30,000 | $0.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
166,500 | 2022-03-14 | No | 4 | M | Direct |
Footnotes
- Consists of 30,000 shares of common stock acquired upon the exercise of outstanding stock options. Mr. Gavin is holding the 30,000 shares with his spouse as joint tenants with the right of survivorship.
- Consists of 46,000 shares of common stock and 99,564 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- Represents shares of common stock that have been withheld by the Company to satisfy its income tax withholding obligations in connection with the vesting of RSUs that were previously reported by the Reporting Person and does not represent a sale by the Reporting Person.
- Consists of 61,670 shares of common stock and 72,173 RSUs.
- The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of the Company in which the Reporting Person was a selling stockholder.
- Consists of 36,169 shares of common stock and 72,173 RSUs.
- This option, representing a right to purchase a total of 220,000 shares, vested as to 20% of the shares on February 27, 2013, and vests in equal monthly installments thereafter until February 27, 2017.