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Home > Insider Trading > Filing (0001140361-16-082782)

Filing Details

Accession Number:: 0001140361-16-082782
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-14 15:11:56
Reporting Period:: 2016-10-12

Filing Date:: 2016-10-14
Accepted Time:: 2016-10-14 15:11:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1099941	Mvc Capital Inc.	MVC	()	943346760

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223003	C Robert Knapp	C/O Mvc Capital, Inc. 287 Bowman Ave., 2Nd Floor Purchase NY 10577		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.01 Par Value	Acquisiton	2016-10-12	20,000	$8.71	320,765	No	4	P	Indirect	See footnote
Common Stock, $.01 Par Value	Acquisiton	2016-10-13	28,254	$0.00	349,019	No	4	J	Indirect	See footnote
Common Stock, $.01 Par Value	Acquisiton	2016-10-13	5,036	$0.00	354,055	No	4	J	Indirect	See footnote
Common Stock, $.01 Par Value	Acquisiton	2016-10-13	14,691	$0.00	368,746	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote

Footnotes

By Ironsides Holdings LLC, which is wholly-owned by the Reporting Person.
Indirect liquidating distribution from Ironsides Partners Opportunity Master Fund LP, which was controlled by the Reporting Person, and which distribution is an exempt transaction pursuant to Rule 16a-13.
By RCK Holdings II LLC, of which Reporting Person is trustee and the beneficiaries are the Reporting Person's children.