Filing Details

Accession Number:
0001493152-16-014033
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-14 09:56:10
Reporting Period:
2016-10-11
Filing Date:
2016-10-14
Accepted Time:
2016-10-14 09:56:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue,
Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-10-11 1,000 $1.85 54,530 No 4 P Direct
Class A Common Stock Acquisiton 2016-10-12 500 $1.29 55,030 No 4 P Direct
Class A Common Stock Acquisiton 2016-10-12 1,000 $1.80 56,030 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct