Filing Details
- Accession Number:
- 0001209191-16-145824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 17:36:25
- Reporting Period:
- 2016-10-12
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 17:36:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385867 | Coupa Software Inc | COUP | Services-Prepackaged Software (7372) | 204429448 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532809 | Neeraj Agrawal | C/O Battery Ventures Viii, L.p. One Marina Park Drive, Suite 1100 Boston MA 02210 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-12 | 6,243,840 | $0.00 | 6,594,220 | No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
Common Stock | Acquisiton | 2016-10-12 | 275,000 | $18.00 | 6,869,220 | No | 4 | P | Indirect | By Battery Ventures VIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
No | 4 | P | Indirect | By Battery Ventures VIII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-10-12 | 36,030 | $0.00 | 45,239 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-10-12 | 839,552 | $0.00 | 1,595,517 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-10-12 | 1,432,578 | $0.00 | 1,432,578 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-10-12 | 1,164,075 | $0.00 | 1,164,075 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-10-12 | 767,715 | $0.00 | 767,715 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2016-10-12 | 1,087,762 | $0.00 | 1,087,762 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2016-10-12 | 150,954 | $0.00 | 150,954 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The total represents shares received upon conversion of shares of Series A, B, C, D, E, F and G Convertible Preferred Stock.
- Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
- Battery Partners VIII, LLC ("BP VIII") is the sole general partner of Battery Ventures VIII, L.P. ("Battery Ventures VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). The Reporting Person, Michael M. Brown, Thomas J. Crotty, Richard D. Frisbie, Kenneth P. Lawler, R. David Tabors, Scott R. Tobin and Roger H. Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power with respect to the shares held by Battery Ventures VIII. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.