Filing Details
- Accession Number:
- 0001179110-16-030681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 16:42:14
- Reporting Period:
- 2016-10-12
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 16:42:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422841 | Aquaventure Holdings Ltd | WAAS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190946 | Anthony Ibarguen | C/O Aquaventure Holdings Limited 14400 Carlson Circle Tampa FL 33626 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-10-12 | 12,000 | $18.00 | 31,647 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2016-10-12 | 275 | $18.00 | 275 | No | 4 | P | Indirect | By son |
Ordinary Shares | Acquisiton | 2016-10-12 | 275 | $18.00 | 275 | No | 4 | P | Indirect | By son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By son |
No | 4 | P | Indirect | By son |
Footnotes
- These shares were purchased through a directed share program in connection with the initial public offering of AquaVenture Holdings Limited.
- The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.