Filing Details
- Accession Number:
- 0001225208-16-040487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 15:33:47
- Reporting Period:
- 2016-10-11
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 15:33:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1675192 | Ottawa Bancorp Inc | OTTW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1669178 | Mark Stoudt | 925 Lasalle Street Ottawa IL 61350 | Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-11 | 1,285 | $0.00 | 1,285 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2016-10-11 | 3,500 | $10.00 | 3,500 | No | 4 | P | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2016-10-11 | 115 | $0.00 | 3,615 | No | 4 | J | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2016-10-11 | 3,999 | $0.00 | 3,999 | No | 4 | J | Indirect | By ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Indirect | By 401(k) Plan |
| No | 4 | J | Indirect | By 401(k) Plan |
| No | 4 | J | Indirect | By ESOP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-10-11 | 6,498 | $8.31 | 6,498 | $8.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,498 | 2008-12-15 | 2018-12-15 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization, each share of Ottawa Savings Bancorp, Inc. common stock was exchanged for 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share.
- Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Ottawa Savings Bancorp, Inc. was converted into an option to purchase 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.1921 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- Options are fully vested and exercisable.
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