Filing Details
- Accession Number:
- 0001225208-16-040484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 15:33:36
- Reporting Period:
- 2016-10-11
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 15:33:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1675192 | Ottawa Bancorp Inc | OTTW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381135 | N Marc Kingry | 925 Lasalle Street Ottawa IL 61350 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-11 | 6,716 | $0.00 | 6,716 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2016-10-11 | 600 | $10.00 | 7,316 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-10-11 | 2,200 | $10.00 | 2,200 | No | 4 | P | Indirect | By 401(k) Plan |
Common Stock | Acquisiton | 2016-10-11 | 3,124 | $0.00 | 3,124 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2016-10-11 | 1,668 | $0.00 | 1,668 | No | 4 | J | Indirect | By IRA |
Common Stock | Acquisiton | 2016-10-11 | 200 | $10.00 | 200 | No | 4 | P | Indirect | By Son |
Common Stock | Acquisiton | 2016-10-11 | 119 | $0.00 | 119 | No | 4 | J | Indirect | By Spouse as custodian under UTMA for NK |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By 401(k) Plan |
No | 4 | J | Indirect | By ESOP |
No | 4 | J | Indirect | By IRA |
No | 4 | P | Indirect | By Son |
No | 4 | J | Indirect | By Spouse as custodian under UTMA for NK |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-10-11 | 15,596 | $0.00 | 15,596 | $3.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,596 | 2011-11-19 | 2021-11-16 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization, each share of Ottawa Savings Bancorp, Inc. common stock was exchanged for 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share.
- Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Ottawa Savings Bancorp, Inc. was converted into an option to purchase 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.1921 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- Options are fully vested and exercisable.