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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1675192	Ottawa Bancorp Inc	OTTW	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326965	James Ferrero	925 Lasalle Street C/O Ottawa Savings Bank Ottawa IL 61350		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-11	23,460	$0.00	23,460	No	4	J	Direct
Common Stock	Acquisiton	2016-10-11	596	$0.00	596	No	4	J	Indirect	By Spouse
Common Stock	Acquisiton	2016-10-11	1,500	$10.00	1,500	No	4	P	Indirect	Elizabeth Ferrero Trust
Common Stock	Acquisiton	2016-10-11	1,500	$10.00	1,500	No	4	P	Indirect	James Ferrero Trust
Common Stock	Acquisiton	2016-10-11	3,000	$10.00	3,000	No	4	P	Indirect	Kathleen Ferrero Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	By Spouse
No	4	P	Indirect	Elizabeth Ferrero Trust
No	4	P	Indirect	James Ferrero Trust
No	4	P	Indirect	Kathleen Ferrero Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2016-10-11	6,498	$0.00	6,498	$10.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,498	2007-11-21	2016-11-21	No	4	J	Direct

Footnotes

Pursuant to the Plan of Conversion and Reorganization, each share of Ottawa Savings Bancorp, Inc. common stock was exchanged for 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share.
Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Ottawa Savings Bancorp, Inc. was converted into an option to purchase 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.1921 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
Options are fully vested and exercisable.