Filing Details
- Accession Number:
- 0001578259-16-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 14:59:21
- Reporting Period:
- 2016-07-06
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 14:59:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825411 | Sevcon Inc. | SEV | Electrical Industrial Apparatus (3620) | 042985631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685930 | S.r.l. Holding Bassi | Via Mensa, 3/2 S.maria In Fabriago Lugo (Ra) L6 48022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-06 | 110,000 | $9.12 | 610,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2016-07-06 | 55,000 | $9.12 | 55,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,000 | 2016-07-08 | 2021-07-08 | No | 4 | P | Direct |
Footnotes
- The purchase price was $9.12 per unit, consisting of 1 share of Common Stock and a warrant to purchase 0.5 shares of Common Stock.
Billionaire Hedge Funds
