Filing Details
- Accession Number:
- 0001279569-16-004474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-12 16:06:31
- Reporting Period:
- 2016-10-10
- Filing Date:
- 2016-10-12
- Accepted Time:
- 2016-10-12 16:06:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1334933 | Uranium Energy Corp | UEC | Miscellaneous Metal Ores (1090) | 980399476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373816 | Pat Obara | 106 - 1950 West 8Th Avenue Vancouver A1 V6J 1W3 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-10 | 180,000 | $0.45 | 284,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-10 | 46,875 | $0.96 | 237,623 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-10-10 | 5,000 | $0.93 | 232,623 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | OPTIONS TO PURCHASE | Disposition | 2016-10-10 | 180,000 | $0.00 | 180,000 | $0.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 613,000 | 2006-10-10 | 2016-10-10 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised options previously granted to him under the Company's stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld from the shares issuable to the Reporting Person that number of shares having a fair market value equal to the aggregate exercise price (that being 46,875 shares at a fair market value of $0.96 per share), such that the Reporting Person was issued a total of 133,125 shares.
- Granted pursuant to and in accordance with the Company's stock incentive plan.
- Subsequent to such exercise, the Reporting Person holds options to purchase: 125,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018; 400,000 shares at an exercise price of $1.32 per share, expiring on September 3, 2019; and 88,000 shares at an exercise price of $0.93 expiring on July 28, 2021 (these options to purchase 88,000 shares vest over an 18-month period from grant, such that 25% will vest on October 28, 2016, 25% will vest on January 28, 2017, 25% will vest on July 28, 2017 and the final 25% will vest on January 28, 2018)
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