Filing Details
- Accession Number:
- 0001144204-16-127762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 21:09:44
- Reporting Period:
- 2016-10-06
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 21:09:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512138 | Great Basin Scientific Inc. | GBSN | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255159 | C Kenneth Griffin | C/O Citadel Gp Llc 131 S. Dearborn Street, 32Nd Floor Chicago IL 60603 | No | No | Yes | No | |
| 1307720 | Citadel Securities Llc | C/O Citadel Gp Llc 131 S. Dearborn Street, 32Nd Floor Chicago IL 60603 | No | No | Yes | No | |
| 1423052 | Citadel Gp Llc | 131 S. Dearborn Street, 32Nd Floor Chicago IL 60603 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-06 | 19,515 | $0.30 | 755,701 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Disposition | 2016-10-06 | 20,815 | $0.30 | 734,886 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- This security is owned by Citadel Securities LLC.
- This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- CALC III LP ("CALC3") is the non-member manager of Citadel Securities. Citadel GP LLC ("CGP") is the general partner of CALC3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.
Billionaire Hedge Funds
