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Home > Insider Trading > Filing (0001179110-16-030647)

Filing Details

Accession Number:
0001179110-16-030647
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-11 17:50:38
Reporting Period:
2016-10-06
Filing Date:
2016-10-11
Accepted Time:
2016-10-11 17:50:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621432 H Gardner Dudley C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036		 Pres, Capital Assets Group No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-06 881 $10.28 23,417 No 4 S Direct
Common Stock Disposition 2016-10-07 1,057 $10.06 22,360 No 4 S Direct
Common Stock Disposition 2016-10-10 1,482 $10.03 20,878 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $13.35 2020-06-16 3,188 3,188 Direct
Common Stock Employee Stock Grant $15.47 2020-11-30 2,211 2,211 Direct
Common Stock Employee Stock Grant $21.99 2023-11-27 416 416 Direct
Common Stock Employee Stock Grant $21.99 2023-11-27 1,661 1,661 Direct
Common Stock Employee Stock Option $21.99 2023-11-27 3,519 3,519 Direct
Common Stock Employee Stock Option $21.99 2023-11-27 3,519 3,519 Direct
Common Stock Employee Stock Grant $13.57 2024-05-14 11,054 11,054 Direct
Common Stock Employee Stock Grant $12.57 2024-10-27 12,500 12,500 Direct
Common Stock Employee Stock Grant $10.41 2024-10-01 24,291 24,291 Direct
Common Stock Employee Stock Grant $10.41 2024-10-01 12,146 12,146 Direct
Common Stock Employee Stock Option $10.41 2024-10-01 7,338 7,338 Direct
Common Stock Employee Stock Option $10.41 2024-10-01 1,834 1,834 Direct
Common Stock Employee Stock Grant $6.63 2025-10-01 15,386 15,386 Direct
Common Stock Employee Stock Grant $5.11 2025-10-01 5,129 5,129 Direct
Common Stock Employee Stock Option $6.63 2025-10-01 11,245 11,245 Direct
Common Stock Employee Stock Option $6.63 2025-10-01 2,811 2,811 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-06-16 3,188 3,188 Direct
2020-11-30 2,211 2,211 Direct
2023-11-27 416 416 Direct
2023-11-27 1,661 1,661 Direct
2023-11-27 3,519 3,519 Direct
2023-11-27 3,519 3,519 Direct
2024-05-14 11,054 11,054 Direct
2024-10-27 12,500 12,500 Direct
2024-10-01 24,291 24,291 Direct
2024-10-01 12,146 12,146 Direct
2024-10-01 7,338 7,338 Direct
2024-10-01 1,834 1,834 Direct
2025-10-01 15,386 15,386 Direct
2025-10-01 5,129 5,129 Direct
2025-10-01 11,245 11,245 Direct
2025-10-01 2,811 2,811 Direct
Footnotes
  1. These options became fully vested on June 1, 2014.
  2. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  3. Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  4. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  5. Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  6. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  7. Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
  8. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  9. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
  10. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  11. Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  12. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  13. Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  14. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  15. Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  16. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  17. Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares
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