Filing Details
- Accession Number:
- 0001179110-16-030644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 17:49:22
- Reporting Period:
- 2016-10-06
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 17:49:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1677053 | A Mark Shaffer | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-06 | 295 | $10.28 | 2,758 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-07 | 354 | $10.06 | 2,404 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-10 | 496 | $10.03 | 1,908 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Grant | $21.99 | 2023-11-27 | 512 | 512 | Direct | |
| Common Stock | Employee Stock Grant | $9.35 | 2025-04-09 | 1,590 | 1,590 | Direct | |
| Common Stock | Employee Stock Grant | $4.57 | 2026-02-16 | 5,178 | 5,178 | Direct | |
| Common Stock | Employee Stock Grant | $4.57 | 2026-02-16 | 1,726 | 1,726 | Direct | |
| Common Stock | Employee Stock Grant | $8.15 | 2026-06-22 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-11-27 | 512 | 512 | Direct |
| 2025-04-09 | 1,590 | 1,590 | Direct |
| 2026-02-16 | 5,178 | 5,178 | Direct |
| 2026-02-16 | 1,726 | 1,726 | Direct |
| 2026-06-22 | 15,000 | 15,000 | Direct |
Footnotes
- Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
- Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant will vest on July 13, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 13 of each year for three years.
- Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares
Billionaire Hedge Funds
