Filing Details
- Accession Number:
- 0000937556-16-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 16:18:52
- Reporting Period:
- 2016-10-06
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 16:18:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228621 | E Joe Kiani | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-06 | 7,209 | $15.40 | 126,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-06 | 7,209 | $60.05 | 119,241 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-07 | 18,759 | $15.40 | 138,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-07 | 18,759 | $60.03 | 119,241 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-10 | 58,649 | $15.40 | 177,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-10 | 58,649 | $60.36 | 119,241 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-10-06 | 7,209 | $0.00 | 7,209 | $15.40 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-10-07 | 18,759 | $0.00 | 18,759 | $15.40 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-10-10 | 58,649 | $0.00 | 58,649 | $15.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,408 | 2008-05-24 | 2017-05-24 | No | 4 | M | Direct |
| 58,649 | 2008-05-24 | 2017-05-24 | No | 4 | M | Direct |
| 0 | 2008-05-24 | 2017-05-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,373 | Indirect | See Footnote |
| Common Stock | 2,550,291 | Indirect | By Trust |
| Common Stock | 1,079,290 | Indirect | By Trust |
| Common Stock | 352,919 | Indirect | By Trust |
| Common Stock | 359,000 | Indirect | By Trust |
| Common Stock | 9,000 | Indirect | See Footnote |
Footnotes
- The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.20 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.19 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.77 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares held in Masimo Retirement Savings Plan.
- Shares held in one trust for which Mr. Kiani is the sole trustee.
- Shares held in three trusts for which Mr. Kiani is not the trustee.
- Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
- This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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