Filing Details
- Accession Number:
- 0001209191-16-145547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 16:00:54
- Reporting Period:
- 2016-10-10
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 16:00:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1116942 | Ttm Technologies Inc | TTMI | Printed Circuit Boards (3672) | 911033443 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259430 | K Kenton Alder | 1665 Scenic Avenue Suite 250 Costa Mesa CA 92626 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-10 | 50,000 | $11.10 | 85,267 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-10 | 12,500 | $10.97 | 97,767 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-10 | 12,500 | $11.35 | 110,267 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-10 | 75,000 | $12.00 | 35,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-10 | 50,000 | $0.00 | 50,000 | $11.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-10 | 12,500 | $0.00 | 12,500 | $10.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-10 | 12,500 | $0.00 | 12,500 | $11.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-13 | No | 4 | M | Direct | |
| 0 | 2019-08-05 | No | 4 | M | Direct | |
| 0 | 2019-11-05 | No | 4 | M | Direct |
Footnotes
- The options were exercised pursuant to a 10b5-1 Plan.
- The shares were sold pursuant to a 10b5-1 Sales Plan.
- One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 13, 2009.
- One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on August 5, 2010.
- One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.
Billionaire Hedge Funds
