Filing Details
- Accession Number:
- 0001209191-16-145537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 14:26:13
- Reporting Period:
- 2016-10-07
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 14:26:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949119 | Iii I Lloyd Miller | 3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-07 | 489 | $3.40 | 2,464,084 | No | 4 | P | Indirect | By Milfam II L.P. |
| Common Stock | Acquisiton | 2016-10-10 | 500 | $3.40 | 2,464,584 | No | 4 | P | Indirect | By Milfam II L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Milfam II L.P. |
| No | 4 | P | Indirect | By Milfam II L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,400 | Indirect | By LIMFAM LLC |
| Common Stock | 27,197 | Indirect | By Trust A-1 - Lloyd I. Miller |
| Common Stock | 2,054,867 | Indirect | By Trust A-4 - Lloyd I. Miller |
| Common Stock | 45,491 | Indirect | By Milfam III L.P. |
| Common Stock | 36,031 | Indirect | By Susan F. Miller |
| Common Stock | 24,000 | Indirect | See Footnote no. 2 |
| Common Stock | 1,165,802 | Direct | |
| Common Stock | 7,498 | Indirect | By Milfam I L.P. |
| Common Stock | 112,791 | Indirect | By Trust A-3 - Lloyd I. Miller |
| Common Stock | 35,002 | Indirect | By AMIL of Ohio, LLC |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller |
| Common Stock | 6,000 | Indirect | By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller |
| Common Stock | 4,000 | Indirect | By Trust A-2 - Lloyd I. Miller |
| Common Stock | 276,785 | Indirect | By Trust C - Lloyd I. Miller |
| Common Stock | 172,187 | Indirect | By Milgrat (T10) |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
- By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller
Billionaire Hedge Funds
