Filing Details
- Accession Number:
- 0000707549-16-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-11 13:39:21
- Reporting Period:
- 2016-10-06
- Filing Date:
- 2016-10-11
- Accepted Time:
- 2016-10-11 13:39:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392424 | A Richard Gottscho | 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-06 | 6,189 | $98.85 | 71,258 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-06 | 36,522 | $42.61 | 107,780 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-06 | 36,522 | $98.85 | 71,258 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-06 | 4,829 | $51.76 | 76,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-06 | 4,829 | $98.85 | 71,258 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-06 | 36,522 | $0.00 | 36,522 | $42.61 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-06 | 4,829 | $0.00 | 4,829 | $51.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-08 | 2020-02-08 | No | 4 | M | Direct |
| 9,658 | 2021-02-18 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares exercised pursuant to 10b5-1 Trading Plan
- 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17.
Billionaire Hedge Funds
