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Home > Insider Trading > Filing (0001209191-16-145530)

Filing Details

Accession Number:: 0001209191-16-145530
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-11 12:50:37
Reporting Period:: 2016-10-06

Filing Date:: 2016-10-11
Accepted Time:: 2016-10-11 12:50:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	Insurance Agents, Brokers & Service (6411)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-10-06	2,000	$5.75	3,708,366	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-06	100	$5.73	3,708,466	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-07	1,268	$6.08	3,709,734	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-07	532	$5.89	3,710,266	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-07	400	$6.05	3,710,666	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-07	300	$6.07	3,710,966	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-10	1,200	$6.00	3,712,166	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-10	800	$5.90	3,712,966	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-10	400	$5.97	3,713,366	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-10	100	$5.81	3,713,466	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.