Filing Details
- Accession Number:
- 0000072333-16-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-07 17:42:06
- Reporting Period:
- 2016-10-05
- Filing Date:
- 2016-10-07
- Accepted Time:
- 2016-10-07 17:42:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225037 | F Daniel Little | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-05 | 5,270 | $50.09 | 68,088 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-05 | 7,500 | $35.51 | 75,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-05 | 12,770 | $53.00 | 62,946 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-10-05 | 5,270 | $0.00 | 5,270 | $50.09 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-10-05 | 7,500 | $0.00 | 7,500 | $35.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,547 | 2017-03-01 | No | 4 | M | Direct | |
| 15,104 | 2018-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,610 | Indirect | By 401(k) Plan, per Plan statement dated 8/31/2016 |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/9/2016.
- Exercisable in four equal annual installments commencing 3/1/2008.
- Exercisable in four equal annual installments commencing 2/28/2009.
- Includes 128 shares acquired on 9/30/2016 under the Employee Stock Purchase Plan.
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