Filing Details
- Accession Number:
- 0001089801-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-07 14:43:45
- Reporting Period:
- 2016-09-30
- Filing Date:
- 2016-10-07
- Accepted Time:
- 2016-10-07 14:43:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99106 | Trans Lux Corp | TNLX | Miscellaneous Manufacturing Industries (3990) | 131394750 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321913 | M Marco Elser | Via Sistina 121 Rome L6 00187 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-30 | 5,000 | $13,500.00 | 211,189 | No | 4 | P | Indirect | Manager of accounts for indirectly owned shares |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Manager of accounts for indirectly owned shares |
Footnotes
- 7,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 189,544 shares are owned by Carlisle Investments Inc., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of AdviCorp plc.