Filing Details

Accession Number:
0001089801-16-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-07 14:43:45
Reporting Period:
2016-09-30
Filing Date:
2016-10-07
Accepted Time:
2016-10-07 14:43:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99106 Trans Lux Corp TNLX Miscellaneous Manufacturing Industries (3990) 131394750
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321913 M Marco Elser Via Sistina 121
Rome L6 00187
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 5,000 $13,500.00 211,189 No 4 P Indirect Manager of accounts for indirectly owned shares
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Manager of accounts for indirectly owned shares
Footnotes
  1. 7,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 189,544 shares are owned by Carlisle Investments Inc., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of AdviCorp plc.