Filing Details
- Accession Number:
- 0001126328-16-000580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-06 10:51:53
- Reporting Period:
- 2016-10-05
- Filing Date:
- 2016-10-06
- Accepted Time:
- 2016-10-06 10:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565742 | Mark Timothy Dunbar | 711 High Street Des Moines IA 50392 | Evp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-05 | 5,000 | $52.00 | 40,185 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 114 | Indirect | By Spouse |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
- Includes 4,069 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.