Filing Details
- Accession Number:
- 0001209191-16-145147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-05 19:18:10
- Reporting Period:
- 2016-10-03
- Filing Date:
- 2016-10-05
- Accepted Time:
- 2016-10-05 19:18:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232019 | Penny Herscher | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-03 | 12,874 | $0.00 | 12,874 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-10-03 | 6,809 | $12.43 | 62,582 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.355 to $12.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Includes remaining 6,809 restricted stock units vested and issued on October 3, 2016.
- Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.