Filing Details
- Accession Number:
- 0001209191-16-145144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-05 19:10:24
- Reporting Period:
- 2016-10-03
- Filing Date:
- 2016-10-05
- Accepted Time:
- 2016-10-05 19:10:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622435 | Daniel Caruso | 1805 29Th Street Suite 2050 Boulder CO 80301 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-03 | 15,325 | $29.64 | 4,436,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-03 | 13,000 | $29.67 | 4,423,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-05 | 42,000 | $30.80 | 4,381,558 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,327,066 | Indirect | By Bear Equity, LLC |
Common Stock | 1,130,957 | Indirect | By Bear Investments, LLLP |
Common Stock | 4,500,000 | Indirect | By DPC Papa Bear Enterprises, LLC |
Common Stock | 1,137 | Indirect | By VP Holdings, LLC |
Footnotes
- The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- The shares were sold in one transaction at the price reported.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2016.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.53 to $29.83. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.80 to $30.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.