Home > Insider Trading > Filing (0001179110-16-030490)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1677053	A Mark Shaffer	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Vp, Gen. Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-10-03	4,634	$10.65	4,634	No	4	J	Direct
Common Stock	Disposition	2016-10-03	630	$10.65	4,004	No	4	S	Direct
Common Stock	Disposition	2016-10-04	280	$10.52	3,724	No	4	S	Direct
Common Stock	Disposition	2016-10-05	671	$10.51	3,053	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Grant	Disposition	2016-10-03	2,000	$10.65	2,000	$41.23
Common Stock	Employee Stock Grant	Disposition	2016-10-03	511	$10.65	1,023	$21.99
Common Stock	Employee Stock Grant	Disposition	2016-10-03	397	$10.65	1,987	$9.35
Common Stock	Employee Stock Grant	Disposition	2016-10-03	1,726	$10.65	6,904	$4.57

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-10-31	No	4	J	Direct
512	2023-11-27	No	4	J	Direct
1,590	2025-04-09	No	4	J	Direct
5,178	2026-02-16	No	4	J	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Grant	$4.57		2026-02-16	1,726	1,726	Direct
Common Stock	Employee Stock Grant	$8.15		2026-06-22	15,000	15,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-16	1,726	1,726	Direct
2026-06-22	15,000	15,000	Direct

Footnotes

Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on July 13, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 13 of each year for three years.
Represents the vesting of restricted stock
Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares